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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 1997 ----------------- HERSHEY FOODS CORPORATION (Exact name of registrant as specified in its charter) Delaware I-183 23-0691590 ------------------------------------------------------------ (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 100 Crystal A Drive, Hershey, Pennsylvania 17033 ------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (717) 534-6799 -------------- Page 1 of 3 Pages INFORMATION TO BE INCLUDED IN REPORT Item 5. OTHER EVENTS On December 30, 1996 Hershey Foods Corporation announced the acquisition of the Leaf North American confectionery business from Huhtamaki Oy. This event was reported on a Form 8-K dated December 30, 1996. As part of that transaction, Hershey entered into a Trademark and Technology License dated December 30, 1996 pursuant to which Hershey will have the right to manufacture, market and distribute products under certain Huhtamaki trademarks in North, Central and South America. A copy of the License is attached hereto as Exhibit 10. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: February 26, 1997 HERSHEY FOODS CORPORATION By___________________________ Robert M. Reese Vice President, General Counsel and Secretary Page 2 of 3 Pages Exhibit Index ------------- Exhibit No. Description - ----------- ----------- 10 Trademark and Technology License dated December 30, 1996 between Hershey Foods Corporation and Huhtamaki Oy. Page 3 of 3 Pages
NOTE: A LETTER DATED FEBRUARY 26, 1997, REQUESTING CONFIDENTIAL TREATMENT OF
CERTAIN INFORMATION CONTAINED HEREIN HAS BEEN FILED WITH THE SECRETARY OF THE
SECURITIES AND EXCHANGE COMMISSION. INFORMATION FOR WHICH SUCH REQUEST WAS
MADE HAS BEEN DELETED FROM THIS FILING. PLACES WHERE INFORMATION HAS BEEN
DELETED ARE MARKED AS FOLLOWS: [CONFIDENTIAL INFORMATION DELETED].
TRADEMARK AND TECHNOLOGY LICENSE AGREEMENT
------------------------------------------
THIS AGREEMENT (the "Agreement"), made and entered into as of the 30th
day of December, 1996 (the "Effective Date"), by and between HUHTAMAKI FINANCE
B.V., a Dutch corporation, with its principal place of business at Burgemeester
Rijnderslaan 26, P.O. Box 49, 1180 AA Amstelreen, The Netherlands (the
"Licensor") and HOMESTEAD, INC., a Delaware corporation, with its principal
place of business at 111 Continental Drive, Suite 309, Newark, DE 19713 (the
"Licensee").
WHEREAS, this Agreement is made pursuant to, and is attached as an
Exhibit to, that certain Stock Purchase and Sale Agreement (the "Purchase
Agreement") dated as of November 23, 1996 by and among Huhtamaki Oy (a Finnish
corporation and the parent of Licensor), Licensor, Hershey Holding Corporation
(a Delaware corporation and the parent of Licensee) and Hershey Foods
Corporation (a Delaware corporation and a second tier parent of Licensee);
WHEREAS, Licensor owns the Trademarks (as hereinafter defined), and any
registrations and applications therefor, used in connection with the manufacture
and sale of confectionery and other products in the Territory (as hereinafter
defined) and with which goodwill of substantial value is associated;
WHEREAS, in connection with the consummation of the transactions
contemplated by the Purchase Agreement, Licensor is desirous to grant and
Licensee is desirous of being granted an exclusive license for the production,
manufacture, marketing, advertising, promotion, sale and distribution in the
Territory of Products (as hereinafter defined); and
WHEREAS, in connection with the consummation of the transactions
contemplated by the Purchase Agreement, Licensee desires to acquire the right to
use certain technology and technical expertise of Licensor and its Affiliates;
NOW, THEREFORE, in consideration of the foregoing and of the covenants
and agreements contained herein, and for other good and valuable
Page 1 of 34 Pages
consideration, the receipt of which is hereby acknowledged, the parties agree
as follows:
ARTICLE 1
---------
DEFINITIONS
-----------
1.1. The following capitalized terms shall have the following
meanings wherever used in this Agreement:
(a) "Affiliate" of any particular Person means any other
Person controlling, controlled by or under common control with such particular
Person, where "control" means the possession, directly or indirectly of the
power to direct the management and policies of a Person whether through the
ownership of voting securities, contract or otherwise.
(b) "Annual Period" means each twelve (12) calendar month
period beginning on January 1 and ending on the subsequent December 31 during
the term of this Agreement (except in the case of the first Annual Period which
shall begin on the date hereof and end on December 31, 1997 and in the case of
the last Annual Period which shall end upon the date of termination or
expiration of this Agreement).
(c) "Net Sales" means (i) the sales of Products under the
Trademarks invoiced to third parties by Licensee or invoiced to third parties by
any sublicensed Affiliate of Licensee less any value added, general sales and
similar taxes (to the extent included in the invoiced price), sales rebates and
discounts, including rebates, commissions to wholesalers and premiums, other
price reductions and payments to customers, rebates to customers for price
differences and returns, provisions for price reductions and trade discounts;
plus (ii) the sales of confectionery Products (which shall not include any sales
of products, such as ice cream or cookies for example, in which any such
confectionery Product is an ingredient) under the Trademarks invoiced to third
parties by any third party sublicensee of Licensee or invoiced to third parties
by any third party sublicensee of any sublicensed Affiliate of Licensee less any
value added, general sales and similar taxes (to the extent included in the
invoiced price), sales rebates and discounts, including rebates, commissions to
wholesalers and premiums, other price reductions and payments to customers,
rebates to customers for price differences and returns, provisions for price
reductions and trade discounts; plus (iii) the royalties or other equivalent
payments received by Licensee or any sublicensed Affiliate of Licensee from any
third party sublicensee for sales of non-confectionery Products under the
Trademarks (which shall include any royalties or other equivalent payments for
sales of products, such as ice cream or cookies, for example, in which any
Page 2 of 34 Pages
confectionery Product is an ingredient but only if and to the extent such
royalties or other equivalent payments relate to or are based upon the inclusion
of the confectionery Product in such products). If any of the Products covered
by clause (i) or the confectionery Products covered by clause (ii) above are
sold in a manner (such as a package of assorted candies for example) in which a
separate price for the Product or confectionery Product, as the case may be, is
not established, then the amount of sales to be included in Net Sales shall be
calculated on the basis of the Product's or confectionery Product's
proportionate weight or value, as appropriate in the circumstances.
(d) "Patent Rights" means all patents and patent applications
owned by or registered in the name of Licensor as of the Effective Date that
prior to the Effective Date were used in, or that otherwise relate to, the
production, manufacture, use, sale, distribution or composition of the Products,
as set forth in SCHEDULE B-1 hereto.
(e) "Person" means an individual, a partnership, a
corporation, a limited liability company, an association, a joint stock company,
a trust, a joint venture, an unincorporated organization and a governmental
entity or any department, agency or political subdivision thereof.
(f) "Products" means:
(i) the products marketed and sold as of the
Effective Date in the Territory by Licensor or any
pre-Effective Date Affiliate of Licensor which bear
or are distributed or sold under any of the
Trademarks; and
(ii) any product or service in connection with which
any of the Trademarks is used and which is added to
this Agreement by Licensee in accordance with SECTION
2.3.
(g) "Technical Information" means the Intellectual Property
(as defined in the Purchase Agreement and other than the Trademarks), including
that set out in SCHEDULE B-2 hereto, which is owned by or registered in the name
of Licensor as of the Effective Date and which prior to the Effective Date was
used in, or which otherwise relates to, the conception, development, production,
manufacture, sale or distribution of the Products, including but not limited to
the following: ingredients composition and recipes; formulae; standards for raw
materials, packaging and labeling; quality control standards; and processes and
technical descriptions for the transformation of raw materials into finished
products.
Page 3 of 34 Pages
(h) "Territory" means North America (including without
limitation, the United States of America, Canada and Mexico and each of their
possessions, territories and dependencies, including without limitation the
Commonwealth of Puerto Rico, Guam, the U.S. Virgin Islands and American Samoa),
the Caribbean, Central America and South America, and all government and
military establishments and installations thereof wherever located worldwide
provided the sale of Products first occurs in North America (as defined above),
the Caribbean, Central America or South America. The Territory shall further
include all duty free shops located in North America (as defined above), the
Caribbean, Central America and South America.
(i) "Trade Dress" means the labels, packaging, and related
associated materials, including designs and colors, and copyrights (including
those set forth on SCHEDULE A), heretofore used in the Territory by Licensor or
any of its pre-Effective Date Affiliates in connection with or heretofore
relating to the Products and any modifications, variations or extensions
thereof.
(j) "Trademarks" means the trademarks set out in SCHEDULE A
including any and all registrations and applications for registration thereof,
goodwill associated therewith and common law and all other rights appertaining
thereto throughout the Territory and any modifications, variations or extensions
thereof, and the Trade Dress associated therewith.
ARTICLE 2
---------
GRANT OF RIGHTS
---------------
2.1. GRANT OF TRADEMARK LICENSE. The Licensor (for itself and its
Affiliates) does hereby grant to the Licensee, and the Licensee accepts, the
exclusive (even as to Licensor and its Affiliates) authority, right and license
to produce, market, advertise, promote, sell, distribute or offer for sale the
Products under the Trademarks in the Territory and to use the Trademarks as
trade names in connection therewith. This exclusive grant to Licensee shall
preclude each of the Licensor and its Affiliates from producing, marketing,
advertising, promoting, selling, distributing or offering for sale any product
or service in the Territory under a trademark that is the same as or confusingly
similar to any of the Trademarks. Except as permitted in accordance with SECTION
3.3(b) hereof, Licensee acknowledges that absent Licensor's express written
consent, Licensee shall have no right to, and no right to authorize others to,
use and Licensee agrees not to so use or authorize others to so use any
trademarks that are the same as or confusingly similar to the Trademarks outside
of the Territory. The parties acknowledge that the distribution or transmission
of print and electronic media pursuant to which the Products may be marketed,
advertised, promoted or offered cannot be controlled in all cases, and neither
party shall be responsible
Page 4 of 34 Pages
for the effects of such distribution or transmission provided as regards
Licensee such media originates within the Territory and as regards Licensor such
media originates outside of the Territory.
2.2. GOODWILL. The use of the Trademarks by Licensee and any of
its sublicensees and the goodwill associated therewith shall enure solely to the
benefit of the Licensor.
2.3. EXPANSION OF TRADEMARK USE BY LICENSEE. (a) The Licensee shall
have the absolute and unconditional right, subject only to the limitations
imposed by any of the license or limitation agreements referred to on SCHEDULE
A, to use in any jurisdiction within the Territory any of the Trademarks in any
way in connection with the manufacturing, marketing, advertising, promoting,
selling, distributing or offering for sale of any product or service in addition
to those specified in SECTION 1.1(f)(i). In the event of such use of a
Trademark, such product or service shall thereupon become a Product as provided
for in SECTION 1.1(f)(ii) and be subject to the terms and conditions of this
Agreement, including but not limited to ARTICLE 4 and 5 HEREOF, but only when
such product or service bears or has a Trademark used in connection with it and
solely with respect to the jurisdiction or jurisdictions in which such use of
the Trademark occurs.
(b) Licensee may request that Licensor grant Licensee the
right to produce, market, advertise, promote, sell, distribute or offer for sale
products in countries outside the Territory under one or more trademarks that
are the same as or confusingly similar to the Trademarks. In such event,
Licensor shall enter into good faith negotiations with Licensee regarding a
license for such additional country or countries on terms and conditions
mutually acceptable to Licensor and Licensee.
2.4. GRANT OF LICENSE TO TECHNICAL INFORMATION AND PATENT RIGHTS.
Subject to the terms and conditions of this Agreement, Licensor (for itself and
its Affiliates) hereby grants to Licensee, to the extent Licensor or its
Affiliates has the right to do so, the following rights: (a) an exclusive
license (even as to Licensor and its Affiliates) to use the Technical
Information and the Patent Rights in the Territory; and (b) a non-exclusive
license to use the Technical Information outside the Territory, in each case
without restriction as to use thereof by Licensee and its Affiliates in the
conduct of any and all aspects of their respective businesses. To the extent
necessary, Licensor agrees to obtain, at its expense, for use by Licensee the
aforesaid rights from Licensor's Affiliates. Licensee shall at its expense
maintain the Patent Rights.
2.5. TECHNICAL ASSISTANCE. (a) During the term of this Agreement,
Page 5 of 34 Pages
Licensor and its Affiliates shall, upon the reasonable request of Licensee or
its Affiliates, and subject to the availability of personnel and other
resources, make available to Licensee and its Affiliates the technical services
of Licensor's and its Affiliates' personnel to advise Licensee and its
Affiliates in the manufacture and marketing of the Products.
(b) Included in such technical services shall be the
following:
(i) technical instruction and consulting with
Licensee's and its Affiliates' personnel
with regard to manufacturing the Products;
(ii) inspections and visits; and
(iii) qualitative analysis.
(c) Technical assistance shall also include, but is not
limited to, communicating information, advice and proposals with regard to
details of the manufacturing processes and techniques for the Products, advice
as to premises, purchase of machinery, installation of machinery, conditioning
of premises, warehousing, purchasing of raw materials, transportation,
packaging, shelf life, quality assurance and the like.
2.6. CONTINUED USE OF PATENT RIGHTS AND TECHNICAL INFORMATION. In the
event of any termination of this Agreement, Licensee's rights hereunder with
respect to the Patent Rights and Technical Information shall continue in full
force and effect and shall not be impaired or diminished, except that Licensee's
rights with respect to the use of the Patent Rights and Technical Information in
the Territory shall thereafter become non-exclusive.
2.7. NO INFRINGEMENT. Licensor (for itself and its Affiliates)
represents and warrants that the Technical Information and Patent Rights
comprise all such information and patents used heretofore by Licensor or any of
its pre-Effective Date Affiliates in connection with the development,
production, manufacture, distribution and sale of the Products in the Territory
and that to its knowledge the Technical Information and Patent Rights do not
infringe or misappropriate the intellectual property rights of any third party.
2.8. BANKRUPTCY OR INSOLVENCY. (a) The rights granted to Licensee
and its Affiliates under this Agreement are, and shall otherwise be deemed to
be, for the purposes of Section 365(n) of the Bankruptcy Code, a license of
"intellectual property" rights as defined in Section 101(35A) of the Bankruptcy
Code. Licensee, as licensee of rights under this Agreement, may fully exercise
all of
Page 6 of 34 Pages
its rights for itself and on behalf of its Affiliates under the Bankruptcy Code,
including, but not limited to, Licensee's rights to continue to exercise its
rights licensed hereunder.
(b) Licensor hereby grants to Licensee a first priority
security interest in the Trademarks, Patent Rights and Technical Information,
together with all good will associated therewith, to secure performance by
Licensor of its obligations under this Agreement. Licensor shall cooperate and
assist Licensee with the execution and filing of all documents necessary to
perfect and record such grant of security interest in the Territory, including
without limitation, filings in the United States Patent and Trademark Office,
all of the expenses associated therewith being for the account of Licensee.
Notwithstanding the foregoing, no security interest is granted under this
Agreement in any Trademark, Patent Right or Technical Information in any part of
the Territory where such grant would harm the validity of any such Trademark,
Patent Right or Technical Information. Licensee agrees that it will, at its
expense, (i) terminate all security interests in the Trademarks, if this
Agreement is terminated by Licensee pursuant to the provisions of SECTION 7.1 or
if this Agreement is terminated pursuant to the provisions of SECTION 8.1(b),
and (ii) terminate all security interests in the Xylifresh and Storm Mint
Trademarks in the event this Agreement is deemed to be terminated with regard to
said Trademarks pursuant to the provisions of SECTION 5.1. Licensee further
agrees that in the event this Agreement and the Trademarks, Patent Rights and
Technical Information are assigned by Licensor pursuant to the provisions of
SECTION 10.3, Licensee will release its security interest vis-a-vis Licensor
provided that Licensor and such assignee have previously taken all reasonable
steps necessary, at Licensee's expense, to put Licensee in the same secured
position with respect to the Trademarks, Patent Rights and Technical Information
as Licensee was in prior to any such assignment and Licensee further agrees to
cooperate and assist Licensor and such assignee in that regard.
ARTICLE 3
---------
VALIDITY AND MAINTENANCE OF TRADEMARKS
--------------------------------------
3.1. REPRESENTATIONS AND WARRANTIES AS TO TRADEMARKS. As to the
Trademarks, Licensor represents and warrants to Licensee that as of the
Effective Date:
(i) Licensor is the sole and exclusive owner of the
entire right, title and interest in and to the
Trademarks, with full right to enter into this
Agreement;
(ii) The Trademarks do not infringe upon any registered
or common
Page 7 of 34 Pages
law trademarks in the Territory and, to the knowledge
of Licensor, do not infringe or misappropriate any
other proprietary rights of any third parties;
(iii) There are not now pending or threatened any claims or
litigation and to the best of Licensor's knowledge,
information and belief no basis for any such claims
exist, which would affect the Trademarks;
(iv) Except as set forth on SCHEDULE A, Licensor has
granted no other right or license permitting the use
in the Territory of the Trademarks; and
(v) To the extent so identified in SCHEDULE A each of the
Trademarks is duly registered with the appropriate
government agencies in each country in the Territory
indicated on SCHEDULE A with respect thereto and the
rights therein have not been abandoned.
3.2. NOTICE OF INFRINGEMENT AND PROTECTION OF TRADEMARKS. Each of the
parties hereto agrees to give the other party written notice of any actual or
threatened infringement of the Trademarks by a third party in the Territory,
promptly after information with respect to such infringement or threatened
infringement comes to its attention. Licensee is hereby given the right, but not
the obligation, to bring suit or take other action to eliminate such
infringement or threatened infringement at its own expense in the name of
itself, Licensor or both itself and Licensor, provided that Licensee shall
provide prior notice to Licensor when bringing suit or taking other action in
the name of Licensor or both itself and Licensor, and provided further that
Licensee shall notify Licensor promptly after bringing suit or taking other
action in its own name. Licensee shall not obligate Licensor for, or shall
indemnify Licensor against, any costs, expenses, attorneys' fees or other
obligations in connection with any such action or proceeding. Further, Licensor
shall cooperate with Licensee at Licensee's expense in connection with any such
action or proceeding. Any damages recovered in any such action or proceeding,
less all court costs and other expenses, including expenses incurred by
Licensor, shall be for the account of Licensee. If, after learning of an
infringement of the Trademarks in the Territory, Licensee chooses not to bring
suit against such infringer or take other action to eliminate such infringement
or threatened infringement, Licensor shall have the right but not the obligation
to bring an action against such infringer at its own expense and any final award
or settlement resulting therefrom shall be for the account of Licensor.
Page 8 of 34 Pages
3.3. MAINTENANCE OF TRADEMARKS. (a) Licensee, at its own expense, shall
have primary responsibility for the maintenance of all registrations of the
Trademarks, and shall pursue any applications for registration therefor (and
shall have the right to pursue registration of any trademark identical to a
Trademark in jurisdictions within the Territory where such registration does not
exist on the Effective Date), on behalf of the Licensor, and, in the service
thereof, shall provide Licensor with such documentation as may be necessary to
permit Licensor to execute any applications for registrations and renewals as
may be necessary with respect to such Trademarks (or trademarks) in the name of
Licensor. If the Licensor shall fail to take any action appropriately requested
by Licensee to maintain or register a Trademark (or trademark identical to a
Trademark as provided for above), Licensee may, after written notice to
Licensor, register such Trademark (or trademark) in its own name and thereafter
promptly assign such registration to Licensor. The parties agree to cooperate in
obtaining and maintaining such registrations, renewals and assignments, if any.
All trademark rights obtained in accordance with the provisions of this SECTION
3.3 shall be included within the license grant of SECTION 2.1 immediately upon
such acquisition and without the requirement of any further action by Licensor
or Licensee; and SCHEDULE A hereto shall be supplemented accordingly.
(b) Licensee may request that Licensor, at its own expense (i)
pursue applications for registration of trademarks which are the same as any of
the Trademarks in one or more countries identified by Licensee outside the
Territory, other than countries in Europe or Africa, and (ii) take all steps
necessary or appropriate to maintain the registrations of any such trademarks in
such countries. In the event Licensor chooses not to pursue such applications
for registration, Licensee shall have the right to do so on behalf of and in the
name of Licensor and at Licensee's expense, PROVIDED, that Licensee gives
Licensor at least sixty (60) days prior written notice of its intention to file
any such application and Licensee provides Licensor with an opportunity to
review any such application or other necessary materials prior to filing. In the
event Licensor fails to take steps necessary to maintain the registrations of
such trademarks in such countries, Licensee shall have the right, at Licensee's
expense, to take the minimum steps necessary to preclude cancellation of such
registrations on any grounds provided that Licensee's activities in such regard
do not prejudice Licensor's right to commence commercial sales of products under
such trademarks in any such country and provided further that this sentence
shall not be deemed to confer upon Licensee any continuing license to use such
trademarks in any such country or to sell or market any such products in such
country other than as permitted by the foregoing.
3.4. MODIFICATION OF TRADEMARKS AND TRADE DRESS. Licensee shall
have the right to modify the format of the Trademarks and the Trade Dress
associated
Page 9 of 34 Pages
therewith if in its reasonable business judgment it determines that such
modifications are necessary or desirable in any portion of the Territory. Any
such modified Trademarks shall be owned by Licensor and shall be included within
the license grant of SECTION 2.1 and shall be considered a Trademark under this
Agreement without the requirement of any notice to or further action by Licensor
or Licensee and SCHEDULE A hereto shall be supplemented accordingly. Licensee
shall have the right to pursue registration in Licensor's name in the Territory
of any such modified Trademark in accordance with SECTION 3.3.
ARTICLE 4
---------
STANDARDS OF QUALITY
--------------------
4.1. WARRANTY AS TO PRODUCTS. Licensee warrants to Licensor that the
Products in connection with which the Trademarks are used shall, at all times,
conform to Good Manufacturing Practices (GMPs) and shall conform in all material
respects with all laws and regulations applicable in the Territory. Products
will be produced, packaged, advertised and distributed consistent with the
quality standards applied prior to the Effective Date by Licensor or any of its
pre-Effective Date Affiliates to the Products in the Territory and any new
Products introduced after the Effective Date of this Agreement shall also be
produced and packaged consistent with such quality standards. In the case of new
Products which are not confectionery products, such Products shall be produced
consistent with the quality standards applied by reputable manufacturers of such
products.
4.2. INSPECTIONS AND SAMPLES. Licensee agrees that Licensor or its duly
authorized agent (PROVIDED THAT Licensor or such agent shall have executed a
confidentiality agreement reasonably satisfactory to Licensee) shall have the
right, on an annual basis at a time to be agreed upon by Licensor and Licensee,
to inspect the manufacturing process utilized to produce the Products under this
Agreement to ensure compliance with the quality standards set forth herein. The
inspection shall be limited to those areas of the facilities where the Products
are manufactured, and the Licensor agrees to such restrictions on such
inspections as may be required under the Licensee's contractual arrangements
with third parties. During such inspections, (i) review may be made of quality
control and manufacturing reports as may be reasonably requested, (ii) Licensor
or its duly authorized agent may take a reasonable number of representative
samples of the Products for quality audit purposes, and (iii) Licensor or its
duly authorized agent may review representative samples of promotional,
marketing and point-of-sale materials for the Products illustrating Licensee's
use of the Trademarks.
Page 10 of 34 Pages
ARTICLE 5
---------
PROMOTION OF PRODUCTS
---------------------
5.1. BEST EFFORTS. Licensee shall use its best efforts commercially
reasonable in the circumstances and consistent with Licensee's marketing and
sales promotion practices to market and promote the sale and distribution of the
Products under the Trademarks in North America. It is understood and agreed
between the parties that Licensee's obligation pursuant to the foregoing
sentence shall not limit Licensee's ability to curtail or discontinue the
marketing, promotion or sale of Products in the Territory, provided Licensee
determines that it is commercially reasonable to do so based on the same
criteria it employs in connection with the curtailment or discontinuance of the
marketing, promotion or sale of its own confectionery products. Notwithstanding
any provision to the contrary contained herein or in the Purchase Agreement, in
the event Licensee discontinues promotion and sale of Products sold under the
Xylifresh and/or Storm Mint Trademarks, this Agreement will be deemed to be
terminated only with regard to the Xylifresh and/or Storm Mint Trademark(s), and
Licensor shall be entitled to produce, market, advertise, promote, sell,
distribute and offer for sale products in the Territory bearing said Xylifresh
and/or Storm Mint trademark(s).
ARTICLE 6
---------
ROYALTIES
---------
6.1. PAYMENT OF ROYALTIES. In consideration of the right and license
herein granted to the Licensee to use the Trademarks in connection with the
Products, the Licensee agrees to pay to the Licensor, or to such other party as
the Licensor may hereafter direct to Licensee in writing, the royalties set
forth in SECTION 6.2 hereof in the amounts and manner set forth therein and in
SECTION 6.4.
6.2. ROYALTY PAYMENTS.
(a) [Confidential Information Deleted]
(b) In each Annual Period hereunder, Licensee shall make
quarterly royalty payments to Licensor covering Net Sales during Licensee's
accounting quarter no later than forty-five (45) days after the end of each of
the first three accounting quarters and sixty (60) days after the end of
Licensee's fourth accounting quarter. The royalty payment for Net Sales during
Licensee's fourth accounting quarter shall be adjusted to properly reflect Net
Sales for the Annual Period. To the extent permitted under applicable United
States securities laws, Licensee agrees that in December (following the
completion of the Licensee's and its sublicensed Affiliates' annual marketing
plans for the Products for the
Page 11 of 34 Pages
following fiscal year) of each year it will advise Licensor of the amount of
Licensee's and its sublicensed Affiliates' planned aggregate sales of the
Products for such fiscal year and Licensor agrees to treat such information
confidentially.
(c) [Confidential Information Deleted]
6.3. PAYMENT OF ROYALTIES; WITHHOLDING TAXES. All royalty and interest
payments shall be made in United States dollars. Royalties not paid by Licensee
by the date specified in SECTION 6.2 shall bear interest from the date specified
for payment herein until actually paid at an interest rate equal to the prime
lending rate quoted and in effect from time to time by The Chase Manhattan Bank
or its successor. All royalty payments which are required to be made hereunder
by the Licensee to the Licensor shall be made in immediately available funds at
a bank designated by the Licensor from time to time. All royalty payments shall
be subject to any applicable taxes, if any, which are required to be withheld,
PROVIDED THAT the same are forthwith remitted and evidence of such remittance to
the appropriate taxing authority is provided to the Licensor upon request.
6.4. RECORDS AND REPORTS. At all times during the Term of this
Agreement, Licensee shall (in accordance with its customary record retention
policy) keep true, accurate and complete records of total quantities of the
Products sold and the Net Sales in sufficient detail to permit the determination
of royalties payable in respect thereof. At the time Licensee makes its
quarterly payment of royalties pursuant to SECTION 6.2, Licensee shall provide
Licensor with a royalty report for such quarter as to the royalty payments due
for that quarter. The royalty report shall state, in reasonable detail, (a) the
Net Sales for each Product in the Territory, (b) total Net Sales in the
Territory, and (c) the amount of royalties due for such quarter. At the request
and expense of Licensor, Licensee shall permit an independent public accountant
selected by Licensor to have access to, examine and, with the consent of
Licensee (which consent shall not be unreasonably withheld), copy during
ordinary business hours such books, records and accounts as may be necessary or
advisable to enable such accountant to verify or determine the royalty paid or
payable under this Agreement and Licensee shall render all reasonable assistance
to such accountant in that regard.
ARTICLE 7
---------
TERM
----
7.1. TERM. This Agreement shall have an initial term of ten (10)
years commencing on the Effective Date. Thereafter, this Agreement shall be
renewed automatically without any prior notice to or action by either party or
any of
Page 12 of 34 Pages
their respective Affiliates, successors or assigns for additional periods of ten
(10) years each, unless terminated (i) by Licensee at the end of the first
renewal term or any subsequent ten (10) year renewal term on not less than six
(6) months prior notice to Licensor, or (ii) pursuant to the provisions of
SECTION 8.1(b). Upon any such termination, all of the Trademarks shall remain
the property of the Licensor and no rights therein shall be deemed transferred
to the Licensee, and Licensee shall immediately cease all use of the Trademarks,
subject to Licensee's right to dispose of inventory on hand as of the date of
termination.
ARTICLE 8
---------
REMEDIES FOR BREACH
-------------------
8.1. BREACH OF PAYMENT OBLIGATIONS BY LICENSEE.
(a) Licensor acknowledges and agrees that it shall have no
right to terminate this Agreement or any of Licensee's rights hereunder except
as expressly set forth in this SECTION 8.1.
(b) In the event of a willful breach by Licensee of its
payment obligations pursuant to ARTICLE 6 hereof, Licensor may send a written
notice to Licensee stating that it has breached its payment obligations,
specifying in detail the nature of such breach and requiring Licensee to rectify
such breach. If such breach is not rectified by Licensee within a period of
thirty (30) days after receiving written notice from Licensor, Licensor shall be
entitled to exercise any remedies it may have hereunder, including termination
of this Agreement.
(c) Notwithstanding the provisions of SECTION 8.1(b), in the
event Licensee disputes in good faith the alleged breach by disputing the amount
of royalties owed by Licensee pursuant to SECTION 6.2 hereof, such dispute shall
be resolved exclusively by arbitration pursuant to SECTION 8.3 and in accordance
with the procedures set forth therein, and shall, in no event, give rise to
Licensor's ability to terminate this Agreement. Such arbitration shall be the
sole and exclusive dispute resolution mechanism for resolving such matter, the
parties hereto voluntarily waiving for themselves and their respective
Affiliates any other rights or remedies any of them may have in any jurisdiction
to resolve such matter.
Page 13 of 34 Pages
8.2. OTHER MATERIAL BREACHES.
(a) Except as set forth in SECTION 8.1, in the event one party
determines that the other party has committed a material breach of a provision
of this Agreement, such party may provide written notice to the breaching party
("Breach Notice") specifying the material breach complained of in reasonable
detail and requiring such other party to rectify such breach. The breaching
party shall then have ninety (90) days from receipt of the Breach Notice to
rectify such breach or, if such material breach is such that it cannot be
rectified within the said ninety (90) day period but is capable of being
rectified within a reasonable period of time thereafter, to begin to rectify
such breach within such ninety (90) day period and thereafter to proceed
diligently to complete the rectification of the breach within a reasonable
period. In the event that the party receiving the Breach Notice does not rectify
the breach within the time period specified in the preceding sentence, the
non-breaching party shall have the right to invoke binding arbitration pursuant
to SECTION 8.3. Such arbitration shall be the sole and exclusive dispute
resolution mechanism for resolving such matter, the parties hereto voluntarily
waiving for themselves and their respective Affiliates any other rights or
remedies any of them may have in any jurisdiction to resolve such matter.
(b) Notwithstanding the foregoing, in the event the party
receiving a Breach Notice disputes the other party's assertion that it has
committed a material breach of this Agreement, such party shall promptly, and in
any event within thirty (30) days after receiving such Breach Notice, send
written notice of such dispute to the other party. The parties shall then
commence good faith negotiations to resolve such dispute. In the event that the
parties are unable to negotiate a resolution of such dispute within sixty (60)
days of commencing such good faith negotiations, either party shall, if it
wishes to pursue such dispute, invoke binding arbitration pursuant to SECTION
8.3. Such arbitration shall be the sole and exclusive dispute resolution
mechanism for resolving such matter, the parties hereto voluntarily waiving for
themselves and their respective Affiliates any other rights or remedies any of
them may have in any jurisdiction to resolve such matter.
8.3. ARBITRATION. (a) In the event arbitration is required or invoked
pursuant to SECTIONS 8.1 or 8.2, such arbitration proceeding shall be conducted
under the auspices of the Center for Public Resources (the "CPR") in New York,
New York pursuant to the CPR's Model ADR Procedures and Practices, Rules and
Commentary for Arbitration. The arbitrators in any such arbitration shall be
persons knowledgeable in the industry with regard to the subject matter of the
arbitration. Both the foregoing agreement of the parties to arbitrate any and
all such claims, and the results, determination, finding, judgment and/or award
Page 14 of 34 Pages
rendered through such arbitration, shall be final and binding on the parties
thereto and may be specifically enforced by legal proceedings in a court having
jurisdiction over the party in question. It is expressly understood and agreed
by the parties that the arbitrators in any such arbitration shall have the right
to order injunctive relief (both preliminary and permanent injunctions) and/or
payment of damages as the sole and exclusive remedy or remedies awarded to
either party in connection with matters referred to them pursuant to SECTIONS
8.1 and 8.2 but in no event shall they have the right to order termination of
all or any part of this Agreement.
(b) Licensor shall appoint one (1) arbitrator, and Licensee
one (1) arbitrator within a term of thirty (30) days from the date arbitration
is required or invoked pursuant to SECTIONS 8.1 or 8.2, and the two (2)
arbitrators so appointed shall appoint the third arbitrator (who shall also be
knowledgeable in the industry with regard to the subject matter of the
arbitration) within a term of thirty (30) days from the date on which the later
of the two (2) arbitrators has been selected.
(c) If either Licensor or Licensee fails to select its
arbitrator within the term mentioned above, or in the event that the two (2)
selected arbitrators are unable or unwilling to select a third arbitrator within
thirty (30) days following the selection of the later of them, then the CPR
shall select such arbitrator (meeting the criteria set out in SECTION 8.3(b)),
and the three (3) arbitrators so selected shall constitute the arbitration panel
for purposes of the dispute. The parties shall have thirty (30) days thereafter
to submit their position to the arbitrators. The arbitrators shall be instructed
and required to render their decision within thirty (30) days following
completion of the arbitration.
(d) Each party shall bear separately the cost of their
respective attorneys, witnesses and experts in connection with such arbitration
and shall jointly bear the costs of the arbitrators.
(e) The parties hereby waive any claim to any damages in the
nature of punitive, exemplary or statutory damages in excess of compensatory
damages, and the arbitration tribunal is specially divested of any power to
award any damages in the nature of punitive, exemplary or statutory damages in
excess of compensatory damages, or any form of damages in excess of compensatory
damages.
(f) The arbitrators shall be the exclusive judges of
relevance and materiality. No witness or party may be required to waive any
privilege recognized by law.
Page 15 of 34 Pages
(g) Unless the arbitrators shall otherwise rule in the
interest of justice, all direct or rebuttal testimony shall be submitted in the
form of sworn affidavits, provided that at the request of another party, the
party submitting the affidavit will make the affiant available for
cross-examination. If the affiant is not made available for cross-examination,
the affidavit shall not be considered as evidence by the arbitrators except if
the arbitrators find that the affiant is beyond the control of the party
offering the affidavit, the affiant is unavailable and the interests of justice
require consideration of the evidence submitted by the affiant.
(h) Notwithstanding anything to the contrary in this
Agreement, in the event of a breach by either party of SECTION 2.1 or SECTION
3.3(b), the other party shall be entitled, if it so elects, to institute and
prosecute proceedings in any court of competent jurisdiction outside the
Territory to enforce the specific performance of such party's obligations
pursuant to such section outside the Territory.
ARTICLE 9
---------
SURVIVAL OF REPRESENTATIONS
---------------------------
9.1. SURVIVAL OF REPRESENTATIONS. The representations and
warranties of Licensor set forth in SECTION 3.1 hereof shall survive for a
period of three (3) years following the Effective Date. Any other
representations and warranties set forth in this Agreement shall survive
indefinitely.
ARTICLE 10
----------
SUCCESSORS, SUBLICENSING AND ASSIGNMENT
---------------------------------------
10.1. BINDING UPON SUCCESSORS AND ASSIGNS. This Agreement shall be
binding upon and shall enure to the benefit of the Licensor, its successors
and assigns, and the Licensee, its successors and assigns.
10.2. SUBLICENSING. The Licensee and any of its Affiliates who may
be a sublicensee may sublicense rights under this Agreement without notice to
or the prior written consent of Licensor PROVIDED THAT (i) a copy of such part
of any agreement pursuant to which such rights are being sublicensed as will
permit the Licensor to verify that the provisions of clauses (ii) and (iii) of
this SECTION 10.2 have been complied with is delivered to Licensor prior to the
commencement of each such sublicense, (ii) the sublicensee is required to
maintain standards of quality at least equivalent to those set forth in ARTICLE
4 of this Agreement and (iii) the Licensor shall have the same rights with
respect to said sublicensee as are contained in ARTICLE 4 of this Agreement.
Without limiting
Page 16 of 34 Pages
the foregoing, Licensor acknowledges and agrees that contemporaneously with the
execution of this Agreement Licensee will enter into a sublicense of its rights
hereunder with Hershey Foods Corporation.
10.3. ASSIGNMENT. Licensor may assign this Agreement in its entirety
without the prior written consent of Licensee provided that any such assignment
is made only in conjunction with an assignment of the Trademarks, Patent Rights
and Technical Information to such assignee. Licensor further covenants and
agrees that it shall not assign the Trademarks, Patent Rights or Technical
Information other than in conjunction with its assignment of its rights and
obligations under this Agreement to such assignee. Licensee may assign this
Agreement (other than its obligations pursuant to SECTION 6.2(c), and other than
its rights and obligations pursuant to SECTION 3.3(b) unless, in the latter
case, such assignment is with respect to this Agreement as a whole), in whole or
in part (including, without limitation, assignment of Licensee's rights and
obligations under this Agreement with respect to one or more of the Trademarks)
with respect to the United States as a whole, Canada as a whole, Mexico as a
whole and/or the rest of the Territory as a whole, without the prior written
consent of Licensor, provided that any such assignee enters into an agreement
with Licensor, in a form reasonably acceptable to Licensor, assuming all of
Licensee's rights and obligations under this Agreement, and provided further
that (a) Hershey Foods Corporation guarantees such assignee's performance of its
obligations under this Agreement; or (b)(i) such assignee has at the time of the
assignment a net worth of not less than $500 million (for assignees of
Licensee's rights and obligations under this Agreement in the entire Territory
or in the United States as a whole) or $200 million (for assignees of Licensee's
rights and obligations under this Agreement in Canada as a whole, Mexico as a
whole and/or the rest of the Territory as a whole), and (ii) Licensor, after a
reasonable and prompt good faith inquiry, has not determined that such assignee
would be likely to adversely affect the good will, public perception or value of
the Trademarks, or that such assignment would adversely affect the performance
of the obligations of the licensee hereunder.
ARTICLE 11
----------
MISCELLANEOUS
-------------
11.1. ADDITIONAL REPRESENTATIONS AND WARRANTIES. Each party represents
and warrants to the other that the execution, delivery and performance by such
party of this Agreement have been duly authorized by all necessary corporate
action and all governmental consents, approvals and authorizations (except for
any of such which are not material to such party's ability to perform its
obligations under this Agreement) required in connection with such execution,
delivery and performance have been obtained and are in full force and effect.
Page 17 of 34 Pages
11.2. RECORDAL. The parties hereto shall cooperate in connection
with the recording of this Agreement or a summary thereof in those countries of
the Territory where such recordal is requested by Licensee in accordance with
applicable law.
11.3. WAIVER. Failure or delay of either party at any time to require
performance of any provisions under this Agreement shall not affect the right of
such party to require full performance thereafter and a waiver by either party
of a breach of any provision of this Agreement shall not be taken or held to be
a waiver of any further or similar breach or as nullifying the effectiveness of
such provision. A waiver of any provision hereunder shall be effective only if
such waiver is in writing and signed by the party against whom such waiver is
sought to be enforced. Failure or delay on the part of either party to exercise
any right, remedy, power or privilege provided for herein shall not operate as a
waiver thereof, nor shall any single or partial exercise of any such right,
remedy, power or privilege preclude any other or further exercise thereof or the
exercise of any other rights, remedy, power or privilege.
11.4. ENTIRE AGREEMENT. This Agreement sets forth the entire agreement
and understanding between the parties with respect to the subject matter hereof
and merges and supersedes all prior discussions, representations, understandings
and agreements, whether oral or in writing, between the parties with respect to
such subject matter. This Agreement may be altered, modified or amended only by
a written document signed by the parties hereto.
11.5. SEVERABILITY. In the event that any clause, term or provision
hereof is determined by any court or administrative agency of competent
jurisdiction to be invalid, illegal or unenforceable, the validity, legality and
enforceability of the remaining provisions hereof will not in any way be
affected or impaired thereby.
11.6. FORCE MAJEURE. Any delays in or failure of performance by either
party under this Agreement shall not be considered a breach hereof if such delay
or failure is occasioned by an event beyond the reasonable control of the party
affected ("force majeure"), PROVIDED THAT the Licensee shall continue to be
obligated to pay to the Licensor any and all amounts which it shall have duly
become obligated to pay in accordance with the terms of this Agreement prior to
the occurrence of such an event, and FURTHER PROVIDED THAT any party whose
performance is so delayed shall give prompt notice thereof to the other party
and shall use all reasonable endeavors to comply with the terms of this
Agreement as soon as possible. Force majeure in this context shall include,
without limitation, acts of government, acts of God, fires, floods, explosions,
riots, civil disturbances, strikes, insurrections, earthquakes, wars, rebellion
and
Page 18 of 34 Pages
epidemics.
11.7. NOTICES. Any notice referred to in this Agreement may be given
either (i) by first class certified or registered airmail, return receipt
requested, postage prepaid, or (ii) by means of electronic recorded transmission
whereby the party giving such notice receives an immediate electronic
acknowledgment of receipt from the recipient. Any such notice shall be deemed to
be properly given and served when received. Notices shall be in English and
addressed to the parties as follows:
If to the Licensor:
-------------------
Huhtamaki Finance B.V.
Burgemeester Rijnderslaan 26
P.O. Box 49
1180 AA Amstelreen
The Netherlands
Attention: Managing Director
----------
with a copy to:
---------------
Huhtamaki Oy
Etelaranta 8
00130 Helsinki
Finland
Attention: Executive Vice President
----------
If to the Licensee:
-------------------
Homestead, Inc.
111 Continental Drive, Suite 309
Newark, Delaware 19713
Attention: President
----------
with a copy to:
---------------
Hershey Foods Corporation
100 Crystal A Drive
Hershey, Pennsylvania 17033-0810
Attention: Vice President, General Counsel and
---------- Secretary
Either party may from time to time designate by written notice
to the other party another address which it desires to be used for service of
notices hereunder in lieu of such address.
11.8. PERFORMANCE BY AFFILIATES. Where performance of Licensor's
or Licensee's duties or obligations under this Agreement requires or involves
action
Page 19 of 34 Pages
by any of their respective Affiliates, Licensor or Licensee, as appropriate,
shall secure such performance by such Affiliate.
11.9. APPLICABLE LAW. This Agreement and the legal relations between
the parties hereto shall, in all respects, be interpreted, construed and
governed in accordance with the laws of the State of New York, without reference
to the choice of law principles of such laws (other than Section 5-1401 of the
New York General Obligations Law).
11.10. EXCLUSIVE JURISDICTION. Any disputes arising out of or
relating to this Agreement shall be resolved exclusively as provided in ARTICLE
8 hereof.
11.11. COUNTERPARTS. This Agreement may be executed in one or more
counterparts, each of which shall be deemed to be an original and all of which
shall be deemed to have been executed simultaneously.
Page 20 of 34 Pages
IN WITNESS WHEREOF, the parties hereto have duly executed this
Agreement, as of the day and year first above written.
HUHTAMAKI FINANCE B.V. HOMESTEAD, INC.
By: By:
Name: Name:
Title: Title:
STATE OF NEW YORK )
COUNTY OF NEW YORK ) ss.:
On this 30th day of December, 1996, there appeared before me Eero Aho
and Juha Salonen personally known to me, who acknowledged that they signed the
foregoing Assignment as his/her voluntary act and deed on behalf and with full
authority of Huhtamaki Finance B.V.
[SEAL] __________________________
Notary Public
STATE OF DELAWARE )
COUNTY OF NEW CASTLE ) ss.:
On this 19th day of December, 1996, there appeared before me Anne L.
Cornelius, personally known to me, who acknowledged that she signed the
foregoing assignment as his/her voluntary act and deed on behalf and with full
authority of Homestead, Inc.
[SEAL] ___________________________
Notary Public
Page 21 of 34 Pages
SCHEDULE A TO TRADEMARK AND TECHNOLOGY ASSIGNMENT AGREEMENT
I. TRADEMARK REGISTRATIONS AND APPLICATIONS
I.A.
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckle Canada 119,607 177/39240 Not Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Canada 208,126 UCA/38130 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Canada 314,839 164,092 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles El Salvador 2018-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles US 543,769 515,075 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Venezuela 72170-F Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles & Design Mexico 148,178 443,047 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Canadian Canada 276,171 157,169 Not in use
Jells Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Good & Plenty Mexico 417,351 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good & Plenty (Word US 73/383,882 1,289,249 Active
Mark)
- ------------------------------------------------------------------------------------------------------------------------------------
Good & Plenty and US 73/388,195 1,328,776 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity Brazil 818.635.525 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity Mexico 38,035 429,720 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity & Canada 391,256 214,013 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity & US 72/119,890 742,450 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity (Word US 74/339,897 1,838,788 Active
Mark)
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity Fruit US 74/340,041 1,825,329 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty Canada 137,338 43,049 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Venezuela 86151F Not in use
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty US 71/251,282 243,197 Active
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Argentina 1,868,984 1,501,739 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Bolivia 3154 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark) Brazil 819.116.343 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark) Canada 713,264 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Chile 308,547 495.915 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark) Costa Rica 2634-95 95035 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Dominican 81,702 Active
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Ecuador 56,350 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Guatemala 4856-90 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Haiti 1190-Q Pending
Page 22 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Honduras 3145/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark) Panama 76890 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Peru 267,763 017,735 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Trinidad 25,127 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath US 73/576,246 1,404,302 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Venezuela 8739-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath & Design Brazil 818.775.297 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath & Design Canada 713,251 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath & Design Mexico 130,114 422,668 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath & Design US 72/209,856 793,753 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Oval) Design Canada 351,258 187,955 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Stylized) US 73/575,151 1,403,352 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Vertical) US 72/199,902 799,191 Not in use
Design Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Almond Toffee US 72/019,968 675,751 Not in use
Chips & Design Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Bits US 73/796,350 1,572,237 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Double Dip US 72/019,967 673,677 Not in use
Almond Toffee Chips & Abandoned
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Heath English Toffee US 72/183,838 782,609 Not in use
Miniatures & Design Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Sensations Canada 720,659 432,746 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Toffee Crunch & US 181,777 788,228 Not in use
Design Abandoned
(from the makers of)
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Toffee Premium & US 72/073,016 699,499 Not in use
Design Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Argentina 1,966,416 1,584,485 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Bolivia 3155 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Canada 400,262 253,159 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Colombia 94-21345 182.524 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Costa Rica 2639-95 95036 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Dominican 81,701 Active
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Ecuador 56351 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher El Salvador 2021-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Guatemala 4862-96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Haiti 1190-Q Pending
Page 23 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Honduras 3137/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Mexico 127,450 420,571 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Panama 76888 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Peru 267,761 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Trinidad 25130 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher US 74/613,413 Pending
SOU accepted
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Venezuela 2716-96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher & Design Canada 806,453 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher (Script) Canada 400,263 252,228 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher US 72/048,749 695,762 Active
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher US 74/492,801 1,923,903 Active
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher US 74/492,802 1,923,904 Active
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Chile 43,883 393,517 Active
(Word Mark)
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher US 74/171,460 1,684,586 Active
(Word Mark)
- ------------------------------------------------------------------------------------------------------------------------------------
JR & Design Mexico 127,453 408,947 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR & Design US 216,045 1,174,430 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR and Design US 74/384,842 1,821,292 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR and Design US 74/384,843 1,843,021 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR and Design US 74/384,859 1,880,538 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR and Design US 74/386,143 1,877,705 Active
- ------------------------------------------------------------------------------------------------------------------------------------
JR Jolly Rancher Brazil 818.763.981 Pending
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
JR Jolly Rancher Canada 814,295 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
JR Jolly Rancher Uruguay 285,260 Pending
(Stylized)
- ------------------------------------------------------------------------------------------------------------------------------------
Malteser US 72/139,759 761,679 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Malteser (Stylized) US 74/493,274 1,923,905 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Argentina 1,868,985 1,562,946 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Canada 548,731 382,784 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Colombia 169,863 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Mexico 421,140 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds US 73/414,847 1,307,327 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Original Heath and US 73/575,146 1,403,351 Not in use
Design Abandoned
Page 24 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Original Xylitol Gum & US 765,886 1,552,166 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Argentina 1,966,413 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Bolivia 3159 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Brazil 818.635.517 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Canada 326,408 180,150 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Canada 298,811 155,125 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Chile 318,583 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Columbia 9421346 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Costa Rica 2636-95 95497 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Dominican 81,697 Active
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Ecuador 58354 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday El Salvador 2023-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Guatemala 4859,96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Haiti 1185-Q Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Honduras 3142/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Panama 042,001 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Peru 267,764 026419 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Trinidad 25134 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Uruguay 277,567 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Payday Venezuela Pending
8738-95
- ------------------------------------------------------------------------------------------------------------------------------------
Payday US 71/416,565 370,705 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday and Design Mexico 128,851 406,888 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Payday (Stylized) US 73/629,994 1,448,756 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Ranchers Mexico 127,454 463,706 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Bolivia 3157 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Colombia 94040774 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Costa Rica Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Dominican Pending
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Ecuador 56348 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets El Salvador 2026-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Guatemala 4854-96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Haiti 1183-Q Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Honduras 3139/96 Pending
Page 25 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Mexico 127,449 421,139 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Panama 037,310 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Peru 267,762 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Trinidad 25132 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Uruguay 277,566 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets US 73/046,842 1,023,366 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets Venezuela 8740-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets (Stylized) Argentina 1,994,518 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets (Stylized) Brazil 818,886,390 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Sixlets (Stylized) Chile 316,771 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Six 6 Lets US 72/012,099 644,531 Not in use
Abandoned
Exp. 4/23/97
- ------------------------------------------------------------------------------------------------------------------------------------
Soft'N Crunchy Heath US 73,575,153 1,436,583 Not Active
(and Design) Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Storm Mint US 74/682,803 2,021,437 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Super Crunch Heath and Canada 351,257 210,960 Not in use
Design Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Switzer Canada 662,683 411,978 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Switzer Mexico 136,301 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Switzer US 73/530,988 1,393,452 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Argentina 1,990,881 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Bolivia 3156 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Brazil 818.723.505 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Canada 317,178 164,110 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Chile 235,965 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Colombia 94040775 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Costa Rica 2635-95 95049 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Ecuador 56349 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers El Salvador 2016-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Guatemala 4857-96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Haiti 1186-Q Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Honduras 3143/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Mexico 52,224 364,539 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Panama 037,312 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Peru 274,870 023353 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Trinidad 25131 Pending
Page 26 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Uruguay 279,866 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers US 72/378,772 965,678 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Venezuela 12.597-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh Canada 796,033 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh Mexico 362,158 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh US 73/536,600 1,408,117 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh US 74/405,628 1,898,247 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh US 74/063,795 1,641,450 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Xylifresh 100 Canada 796,034 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Design (Xylifresh) US 74/497,589 1,927,168 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zag Nut and Design Canada 227,139 100,600 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Argentina 1,868,986 1,501,740 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Brazil 819,132,535 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Mexico 127,452 427,274 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut US 73/644,768 1,456,733 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Nuggets US 74/527,974 1,951,921 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Argentina 1,868,987 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Bolivia 3158 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Costa Rica 95046 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Dominican 81,700 Active
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Zero El Salvador 2017-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Haiti 1188-Q Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Honduras 3140/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Panama 041,999 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Peru Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Trinidad 25133 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Uruguay 284,850 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero & Design Brazil 818.763.990 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero (Stylized) Chile 316,112 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Zero (Stylized) US 71/312,611 284,982 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero (Word Mark) US 74/134,098 1,677,789 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero and Design Mexico 128,852 406,889 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero (Stylized) Peru 277,213 021,539 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Design Canada 337,377 179,572 Active
Page 27 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Design Canada 328,424 174,381 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zero Stylized US 73/382,275 1,268,127 Active
====================================================================================================================================
I. B.
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Babakon (Chinese) China 304,128 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Babakon (English) China 304,031 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Butter Brickle Japan 46-47138 1,132,352 No use
Abandoned]
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Australia 246,581 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles France 1,159,955 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles Germany 936,700 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Chuckles New Zealand 96,276 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Fix & Foxi China 284,658 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Good 'N Fruity South Africa 791,028 79/028 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Fruity Spain 811,791 811,791 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty Switzerland 404,629 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Austria AM 44,775 79,753 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Denmark 3786.74 1632.75 Active
Design
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & France 713,643 1,283,320 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Greece 53,147 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Italy 34961C74 311,509 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Kuwait 7383 6763 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Morocco 25168 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Norway 119,846 100,993 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & South Africa 743,653 74/3643 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Good and Plenty & Sweden 412,074 151,584 Active
Device
- ------------------------------------------------------------------------------------------------------------------------------------
Heath Australia Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark - Japan 89972 2,257,870 Active
English and Japanese
Version)
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark) Korea 8974/87 159,844 Active
Page 28 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Heath (Word Mark - Japan 53702 2,257,869 Active
English Version)
- ------------------------------------------------------------------------------------------------------------------------------------
Jawbreaker Spain 1,148,850 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher Australia A209,273 A209,273 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Jolly Rancher New Zealand 204,847 204,847 Active
- ------------------------------------------------------------------------------------------------------------------------------------
K&L France 1,513,720 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Columbia 9421344 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Haiti 1182-Q Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Honduras 3141/96 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Sarawak 20,865 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Trinidad 25135 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf & Design Brazil Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf & Design Canada 449,281 265,222 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf & Design (Sail US Pending
Logo)
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Sail) & Design Canada 810,952 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Sail Design Costa Rica 2633-95 95130 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Sail) Logo Mexico 259,917 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Stylized) US 232,713 1,721,896 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) Australia 191,101 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) Canada 343,897 182,207 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) China 284,656 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) Ecuador 58352 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) Mexico 362,098 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) Peru 272,671 019,358 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) US 232,082 1,713,643 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word Mark) US 627/690 568,914 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word) Argentina 1,994,517 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word) Bolivia 3160 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word) Dominican 81,694 Active
Republic
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word) Guatemala 6345-95 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf (Word) US 74/574,460 1,929,624 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Design US 74-288,392 1,795,167 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Design Venezuela 18.62-95 Pending
Page 29 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Device (Leaf China 678,270 Active
Wrapper Peppermint)
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Device (Leaf China 678,277 Active
Wrapper Spearmint)
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf and Device (Leaf China 678,269 Active
Wrapper Strawberry)
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Logo Australia 341,576 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Logo Puerto Rico 14,373 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Logo (Rectangle) China 699,476 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Logo (Rectangle) China 699,162 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Rain BLO (Word Chile 375,668 Active
Mark)
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Set US 74/572,458 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Set (Stylized) US 74/283,975 1,789,339 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Set (Word Mark) US 74/283,975 1,789,340 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Whoppers Australia 359,585 359,585 Not Active
- ------------------------------------------------------------------------------------------------------------------------------------
Leaf Whoppers US 102,671 737,243 Not Active
- ------------------------------------------------------------------------------------------------------------------------------------
Lo Chocolate US 74/629,828 Abandoned ITU
- ------------------------------------------------------------------------------------------------------------------------------------
Lo Lite US 75/024,112 Abandoned ITU
- ------------------------------------------------------------------------------------------------------------------------------------
Longlife (Chinese) China 304,127 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Longlife (English) China 284,660 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Maple Leaf Canada 445,816 258,454 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Australia A209,274 A209,274 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Denmark 06.371/1989 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Estonia 95 02464 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Finland 106,549 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Latvia M-95-1808 Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Norway 135,511 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Poland Pending
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds Sweden 215,404 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds UK 881,111 881,111 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds (Cyrillic Russia 95714006 Pending
Version)
- ------------------------------------------------------------------------------------------------------------------------------------
Milk Duds (English Russia 95714007 Pending
Version)
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Australia 341,576 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Benelux 365,311 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Brazil 4391 800,043,91 Abandoned
Page 30 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Canada 449,281 265,222 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo China 293,140 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Denmark 0747/83 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo France 1,134,007 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Lichenstein 5908 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Philippines 35,116 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Singapore 122/80 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo South Africa B79/6921 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Malaysia M/84984 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
New Leaf Logo Sabah S/25568 Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
PAL (Chinese Version) China 340,658 Active
- ------------------------------------------------------------------------------------------------------------------------------------
PAL (English Version) China 284,652 Active
- ------------------------------------------------------------------------------------------------------------------------------------
PAL Germany Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
PAL Ireland Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
PAL UK Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Pine Brothers Benelux 095,915 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Pine Brothers Denmark 701,1982 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Pine Brothers Norway 110,168 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Pine Brothers Sweden 178,278 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Pine Brothers Denmark 701,1982 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo France 396,140 1591,405 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Germany 1,016,560 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo New Zealand 184,660 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Malaysia M/84983 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Philippines 34,203 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Sabah -- Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Sarawak 20,864 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo Singapore 123/80 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rain Blo South Africa 79/6932 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Rocket France 293,138 Not in use
Abandoned
Page 31 of 34 Pages
====================================================================================================================================
Trademark Country Serial # Reg. # Status
- ------------------------------------------------------------------------------------------------------------------------------------
Rothchilds W. Germany 999,811 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Rothchild South Africa B741697 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Sportlife China 284,657 [Active]
- ------------------------------------------------------------------------------------------------------------------------------------
Sportlife Mexico 352,846 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Super Bubble China 284,659 [Active]
- ------------------------------------------------------------------------------------------------------------------------------------
Super Bubble (Chinese China 340,659 Active
Version)
- ------------------------------------------------------------------------------------------------------------------------------------
Tivoli US 74/045,856 1,766,061 Not in use
Abandoned
- ------------------------------------------------------------------------------------------------------------------------------------
Trio France 284,659 [Active]
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Brunei 9231 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers China 407,355 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Denmark 341/81 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers France 1,513,721 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Malaysia MA/733/91 MA/733/91 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers New Zealand B176,082 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Sarawak 19,698 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers Singapore S/80273 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Whoppers South Africa 79/6922 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zag nut Australia 209,280 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Denmark 07.680/1989 06.370/1989 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Finland 106,551 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Japan 2,241,675 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Norway 135,512 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Sweden 215,185 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Taiwan 407,468 Active
- ------------------------------------------------------------------------------------------------------------------------------------
Zagnut Taiwan 407,356 Active
====================================================================================================================================
- ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
I.C. UNREGISTERED TRADEMARK
CHOO CHOO CHARLIE AND DESIGN
Page 32 of 34 Pages
II. COPYRIGHTS
Kk 179,128 Issued 2/11/1964
Renewed 2/21/1992 Renewal #602 185
Title: Milk chocolate covered english toffee miniatures
Author: L.S. Heath & Sons, Inc.
Kk 3471 Issued 1/5/1941
Renewed 3/28/1968 Renewal #432 857
Title: Label - Heath Toffee-Ettes
Author: Bayard E. Heath
No. 15988 Issued 9/1/1936
Renewed 9/4/1963 Renewal #322 471
Title: Heath English Toffee
Author: L.S. Heath & Sons, Inc.
VA 595 683 Issued 11/5/1993
Title: Good 'N Fruity Candy Box Package
Author: Leaf, Inc.
Renewal Due: 11/5/2003
III. LIMITATIONS/LICENSE AGREEMENTS
[Confidential Information Deleted]
SCHEDULE B TO TRADEMARK AND TECHNOLOGY ASSIGNMENT AGREEMENT
I. PATENTS AND PATENT APPLICATIONS
1. United States Patent Number 5,139,797
Granted August 18, 1992
Inventors: Robert Huzinec, Terry Schindeldecker
Assigned to: Leaf, Inc.
2. United States Patent Application
Serial Number 081543,422
Applied for October 16, 1995
Inventors: Dee Brown, Robert Huzinec, Tom Kearns, Mark
Norton, Terry Schindeldecker
3. European Patent Application filed relating to the patent
application listed in Section 2 above.
Page 33 of 34 Pages
- --------------------------------------------------------------------------------
II. UNPATENTED TECHNOLOGY AND KNOW HOW
- --------------------------------------------------------------------------------
[Confidential Information Deleted]
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
================================================================================
Page 34 of 34 Pages